LIDAR Filters

Figure 1: Diagram illustrating the difference between single and multiple return signals from an aerial laser altimeter. Image credit: Alluxa

Figure 1. Diagram illustrating the difference between single and multiple return signals from an aerial laser altimeter.
Image credit: Alluxa

LIDAR (Light Detection and Ranging) is a highly versatile active remote sensing technique that is used in Earth and atmospheric sciences, autonomous vehicles, urban planning, and many other applications. Some of the most important components of LIDAR sensors are the filters that isolate target signals, while preventing sunlight and other extraneous light from reaching the detector. A wide variety of applications and sensor types exist, from laser altimeters to Raman LIDAR systems, all with different return signal strengths and LIDAR filter requirements. Therefore, LIDAR filters must be designed with the specific application and sensor type in mind in order to maximize signal-to-noise ratio.

LIDAR

Laser altimeters and other LIDAR sensors scan a pulsed laser across the environment and determine the return time of the reflected signals by calculating the precise position and orientation of the sensor as the signals are emitted and received. To accomplish this, a LIDAR system requires 5 basic components: a laser, either a mechanical or software based scanning system, a receiver or photodetector, a GPS unit, and a high-precision clock. Aerial LIDAR systems also require an inertial measurement unit (IMU) to determine orientation.

The basic equation used to determine the distance between the object and the sensor is:

equation to determine the distance between object and sensor

Where R is the range in meters, c is the speed of light, na is the index of refraction of air, t is the time when the signal returns, and tp is the time when the pulse is emitted.

If a single LIDAR pulse only encounters one object, such as bare ground, the result will be a single corresponding return signal. However, since the beam is generally expanded as it is emitted, multiple objects such as such as tree branches and shrubs can be encountered before the signal reaches the ground, resulting in multiple reflected signals. Depending on the associated software, LIDAR systems will either record these returns as discrete points, or will display the data as a waveform showing each return as a function of time (Figure 1). The result is a data point cloud that can be used to create high-resolution digital elevation models (DEMs) or 3D images of features in the surrounding environment (Figure 2).

Figure 2: LIDAR data point cloud showing a detailed 3D street view. Image credit: Oregon State University

Figure 2. A LIDAR data point cloud.
Image credit: Oregon State University

LIDAR Filters

Although return signals can be isolated using a variety of different filtering technologies, most LIDAR systems employ thin-film interference filters because of their inherent durability and lack of a need for maintenance or calibration. This is an important consideration because many LIDAR sensors are mounted to satellites, airplanes, UAVs, autonomous vehicles, and other platforms that require the sensor to function under harsh environmental conditions with little to no maintenance.

Because of the precise nature of LIDAR return signals, most LIDAR filters are ultra-narrowband thin-film interference filters. These filters must be able to achieve high transmission over an ultra-narrow bandwidth in order to isolate the return signal, and deep out-of-band blocking over a large wavelength range to attenuate sunlight and other extraneous light (Figure 3). However, there are many different types of LIDAR systems that each necessarily demand application-specific filter requirements in order to maximize signal-to-noise ratios. Laser altimeters, for example, typically require ultra-narrowband interference filters to be less than 1.5 nm at full-width half maximum (FHWM), while achieving over 90% transmission at the laser wavelength and greater than OD6 (-60dB or 0.0001% transmission) out-of-band blocking from ~300 – 1300 nm. Raman LIDAR filters, on the other hand, must have extremely steep edges so that the Raman signal is transmitted to the detector while the stronger elastic backscatter signals at the laser wavelength are blocked to a level of OD8 (-80 dB or 0.000001% transmission). For more detailed information on different application-specific LIDAR interference filter requirements, please read our recent white paper.

A narrowband LIDAR interference filter.

Figure 3. A narrowband LIDAR interference filter.

LIDAR systems also require that the filters' thin-film coating must be as uniform as possible. When uniformity is not controlled, the thin-film layer thicknesses vary across the surface of the filter, resulting in a location-dependent wavelength shift of the filter spectrum across the clear aperture. If a filter with uncontrolled uniformity is integrated into a LIDAR system, a large number of LIDAR return signals will end up being blocked by the filter and will not reach the detector. Fortunately, a uniformity-controlled thin-film coating will ensure that target signals will not be blocked by the filter (Figure 4).

A 72 mm diameter uniformity-controlled LIDAR interference filter with < 0.035% variation in center wavelength over the clear aperture.

Figure 4. A 72 mm diameter uniformity-controlled LIDAR interference filter with < 0.035% variation in center wavelength over the clear aperture.

In addition, LIDAR filters must also be designed with the sensor platform and environmental conditions in mind. Aerial and ground based LIDAR systems operate at temperatures that can range from -40°C to +105°C, while satellite LIDAR operating ranges depend on the orbit and thermal control system of the satellite. Therefore, any interference filters integrated into systems that operate at extreme temperatures should be designed to minimize temperature-dependent wavelength shift (Figure 5).

A LIDAR interference filter designed to operate over a wide temperature range.

Figure 5. A LIDAR interference filter designed to operate over a wide temperature range.

Why Alluxa?

Alluxa is the world leader in ultra-narrowband interference filters and we offer the largest selection of LIDAR filters available online. Our innovative SIRRUS plasma deposition process allows us to design and manufacture uniformity-controlled and thermally stable LIDAR filters that have greater than 90% transmission, sub-nanometer bandwidths, steep edges, and wide-range out-of-band blocking.

Whether you need an off-the-shelf, custom, or OEM LIDAR filter, our highly knowledgeable engineers will work with you to determine the most appropriate filter requirements based on your specific LIDAR system.

Alluxa

Alluxa designs and manufactures high-performance optical thin films that are used in a variety of applications. All of Alluxa's thin-film optical filters and mirrors are hard-coated using a proprietary plasma deposition process on equipment that was designed and built by our team. This allows us to reliably and repeatedly produce the same high-performance optical thin films over several different coating runs, which translates to consistent performance across all of your systems.

Contact Alluxa for more information at info@alluxa.com

or visit our website at http://www.alluxa.com

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